Audit Plan & Reports
Audit Plan and Quarterly Updates
Fiscal Year 2011-12
1st Qtr UpdateFiscal Year 2010-11
FY10-11 Audit Plan 1st Qtr Update
Audit Reports
Fiscal Year 2011 - 12
07-13-11 Payment Card Industry Data Security Standards Compliance
08-10-11 Investments Compliance, Controls, and Accounting, July 1 through December 31, 2010
08-24-11 State Transportation Improvement Program Planning, Programming, and Monitoring Program, Financial and Compliance Audit, Fiscal Year 2008-09
09-14-11 Review of MV Transportation, Inc., Agreement No. C-8-1326, Contracted Fixed-Route, StationLink, and Express Bus Services.pdg Express Bus Services
09-14-11 Review of Veolia Transporation Services, Inc. Agreement No. C-5-3021 for ACCESS Services and Scheduling of Non-ADA Same-Day Taxi Services
Fiscal Year 2010 - 11
07-21-10 Revenue Agreements Review
07-21-10 Vehicle Maintenance Review
08-18-10 Review of Safety Monitoring
10-15-10 Bridgestone-Firestone Bus Tire Lease Review
10-15-10 I-5 Gateway Project Audit
10-15-10 Limited Scope Review Performed in Relation to I-5 Gateway Project Audit
10-15-10 Investment and Debt Advisory and Management Service Contracts Review
10-15-10 91 Express Lanes Toll Road Collections Review
01-19-11 Investments, Compliance, Controls, and Accounting July 1 through December 31, 2009
01-19-11 Information Systems Change Management Controls Review
02-23-11 Buena Park Metrolink Station Close-Out Audit of Costs Claimed
02-23-11 Real Estate and Right of Way Administration Review
03-09-11 Fiscal Year 2007-08 STIP-PPM Compliance Report
03-23-11 Investments Compliance, Controls, and Accounting, January 1 through June 30, 2010
05-11-11 Cost Allocation Plan Review
06-08-11 Procurement Proposal Evaluation and Selection Process Review
06-08-11 Financial and Compliance Audits of the Orange County Service Authority for Abandoned Vehicles, the Member Cities, and the County of Orange
06-08-11 Warranty Administration Review
Annual Financial and Compliance Reports
Peer Review
External Quality Control Review of the Orange County Transportation Authority Internal Audit Department
State & Federal Triennial Audits
State Triennial Audit
FY07-09 Triennial Performance Audit of the OCTA – Executive Summary FY07-09 Triennial Performance Audit of the OCTA
FY07-09 Triennial Performance Audit of the OCTA – Appendix
FY07-09 Triennial Performance Audit of Laguna Beach Municipal Transit Lines – Executive Summary
FY07-09 Triennial Performance Audit of Laguna Beach Municipal Transit Lines
Federal Transit Administration Audits
Federal Transit Administration: Procurement System Review of OCTA as of March, 2010 (pdf file) FY 2010 Federal Transit Administration Review Final Close Out